DUE DILIGENCE QUESTIONNAIRE

Basrah Medium Crude Oil (BMCO) Sellers

Prepared to the marketing rules of the State Oil Marketing Organization (SOMO), Ministry of Oil, Republic of Iraq. Official site: www.somooil.gov.iq  •  [email protected]

SOMO sells export crude under term (and occasional spot/tender) contracts to qualified companies. It does not deal with requests submitted through brokers, agents, international organisations or diplomatic missions. A scanned “SOMO allocation letter” is not proof of cargo.

Best practice sequence: Standing KYC  →  this questionnaire  →  independent confirmation with SOMO (originated by Ametheus)  →  cargo-status documents  →  LC to the Central Bank of Iraq / named beneficiary  →  LOI / SPA.

Header

Reference / Enquiry ID  
Date  
Completed by Name / Company / Role
Contact Email / Phone / WhatsApp

Section A — Seller Identification

No. Item Answer / Attach
A1 Full legal name of the seller  
A2 Role versus SOMO ☐ SOMO term-contract holder (refiner / integrated)   ☐ SOMO term trader on approved list   ☐ Spot / tender awardee   ☐ Trader with written mandate from a listed buyer   ☐ Broker / introducer only (no title)   ☐ Other
A3 Registration no. / Jurisdiction  
A4 Does the seller own or hold an interest in a refinery? (SOMO priority criterion) ☐ Yes – name / location / capacity   ☐ No
A5 KYC already with Ametheus? ☐ Yes – ref / date:     ☐ No – full KYC attached
A6 Ultimate Beneficial Owner(s)  
A7 Sanctions / PEP (incl. Iraq / OFAC / EU / UN) ☐ Confirmed clean     ☐ Screening attached
A8 If not the SOMO contract party: name of listed buyer + written mandate  

Section B — Title to Lift (SOMO contract / allocation)

Proves who SOMO has contracted to lift Basrah Medium. Does not prove barrels are on a ship. SOMO contract numbers typically look like MBM/… . Verification is only through official SOMO channels originated by Ametheus — not seller-supplied officers.

No. Item Answer / Attach
B1 Nature of title ☐ Annual / semi-annual SOMO term contract   ☐ Monthly nomination under an existing term   ☐ SOMO spot / tender award   ☐ Secondary sale under written mandate from the listed buyer
B2 SOMO contract number e.g. MBM / year / serial. Attach first page + signature page (confidential terms may be redacted).
B3 Contract party name on the SOMO instrument Must match A1 or the mandated listed buyer
B4 Allocated / nominated BMCO volume and period bbls / month or cargo; contract year / quarter / month
B5 Grade on the contract ☐ Basrah Medium (BMCO)     ☐ Mixed / other (specify)
B6 Destination restriction in the SOMO contract ☐ Open     ☐ Asia     ☐ Europe     ☐ Americas     ☐ Other – attach clause
B7 Loading terminals permitted ☐ Basrah Oil Terminal (BOT)     ☐ Khor Al-Amaya (KOT)     ☐ Iraqi SPMs     ☐ STS outside Hormuz (only if SOMO tender/contract says so)
B8 Documents attached for title ☐ SOMO contract extract   ☐ Current monthly nomination / lifting programme letter from SOMO   ☐ Mandate if seller is not the contract party   ☐ Consent for Ametheus to verify with SOMO
B9 Is this volume still unlifted / unencumbered? ☐ Yes     ☐ No – explain

How Ametheus verifies: official email to [email protected] and/or the relevant SOMO Basrah desk (e.g. [email protected]), using contacts taken from somooil.gov.iq — not from the seller. Ask SOMO only: contract number, contract party, grade, remaining volume, loading month.

Not accepted as title: ministerial / “special committee” letters; broker allocations; ICPO-for-allocation schemes; hotel or embassy introductions; any paper that SOMO will not confirm in writing.

Section C — Proof of Cargo (choose one path)

A SOMO contract is not a cargo. Path 1 is the standard FOB Basrah lifting. Path 2 (already loaded / TTO) is exceptional and needs a complete SOMO-standard shipping set plus AIS that is not spoofed. SOMO itself tracks tankers and flags dark / spoofed AIS.

Path 1 — Programmed / to-be-lifted cargo (standard FOB BOT / KOT / SPM)

No. Item Answer / Attach
C1.1 SOMO lifting programme / cargo / stem ref. for this month  
C1.2 Laycan and nominated quantity Dates + bbls (typical VLCC stem ~1,000,000 bbls ± operational tolerance)
C1.3 Nominated terminal ☐ BOT     ☐ KOT     ☐ named SPM
C1.4 Vessel nomination status ☐ Not yet nominated     ☐ Nominated – name / IMO + Q88. SOMO must accept the vessel.
C1.5 SOMO / terminal vessel acceptance ☐ Attached     ☐ Pending
C1.6 Letter of Credit Irrevocable LC in favour of the Central Bank of Iraq (or SOMO-nominated beneficiary), issued ≥ 7 days before loading, covering estimated cargo value. Bank name:
C1.7 Intended destination (must match B6)  

Path 2 — Already loaded cargo (TTO / afloat) — extra scrutiny

No. Item Answer / Attach
C2.1 Vessel name, IMO, flag, class  
C2.2 Q88 + CPA / employment ☐ Attached
C2.3 B/L — date, number, shipper (expect SOMO), consignee / to-order, quantity, load port, destination  
C2.4 SOMO standard load-port set ☐ Certificate of Origin   ☐ Quality & Quantity   ☐ Shore quantity   ☐ Ullage   ☐ Time log   ☐ Manifest   ☐ Sample receipt
C2.5 Independent inspector at load port ☐ SGS / Intertek / other named by SOMO
C2.6 AIS position, last port, next port — confirm not spoofed / dark  
C2.7 Independent contact with owner / operator / master? ☐ Yes – contacts:     ☐ No

Not accepted as Proof of Cargo for BMCO:

–  Statement of Availability / tank farm TSA (Basrah Medium is not stored in a commercial tank farm for random sale)

–  Generic refinery supply contract with no SOMO contract number

–  MT199 / MT799 / bank “POP SWIFT”

–  Dip-test or SGS booked only after an upfront fee

–  Scanned SOMO letterhead that SOMO will not confirm

–  KRG / Ceyhan barrels presented as SOMO Basrah Medium unless SOMO is the shipper on the B/L

Section D — Pricing and payment (SOMO practice)

No. Item Answer / Attach
D1 Price basis offered ☐ SOMO OSP for loading month ± official differential   ☐ Tender / spot vs Dated Brent / ASCI / Oman-Dubai   ☐ Other – explain
D2 Destination basket used for OSP ☐ Asia (Oman/Dubai)     ☐ Europe (Dated Brent)     ☐ Americas (ASCI)
D3 Payment tenor SOMO standard is typically 30 days after B/L date against compliant documents
D4 LC beneficiary ☐ Central Bank of Iraq     ☐ SOMO     ☐ Other – explain (secondary only)
D5 Any request for deposit, “allocation fee”, or MT103 before LC? ☐ No     ☐ Yes – automatic decline if Yes

Section E — Past Performance

No. Item Answer / Attach
E1 Iraqi / Basrah cargoes completed in last 24 months  
E2 2–3 previous cargoes Vessel – IMO – grade – quantity – BOT/KOT – B/L month – destination
E3 May Ametheus verify those liftings (AIS + documents)? ☐ Yes     ☐ No

Section F — Red Flags

No. Item Answer / Attach
F1 Upfront / allocation / dip-test / anti-fraud fee? ☐ No     ☐ Yes – explain
F2 Seller is a broker chain with no written mandate from a SOMO-listed buyer? ☐ No     ☐ Yes
F3 Claim of ministerial / special / embassy allocation outside SOMO list? ☐ No     ☐ Yes
F4 Pre-loaded vessel ready for immediate TTO? ☐ No     ☐ Yes – complete Path 2
F5 Price far below current SOMO OSP / published tender without a documented Hormuz / freight reason? ☐ No     ☐ Yes – explain
F6 Vessel with dark AIS / spoofed track / frequent flag hop? ☐ No     ☐ Yes

A “Yes” on F1 or F3 is normally an automatic decline. SOMO’s published policy is that it does not deal through intermediaries.

Section G — Commercial Details

Proposed volume  
Incoterms ☐ FOB BOT     ☐ FOB KOT     ☐ FOB SPM     ☐ STS (only if SOMO instrument allows)     ☐ CIF / CFR
Loading window / laycan  
Payment instrument ☐ LC to CBI / SOMO     ☐ Other
Existing SPA / LOI  
Other remarks  

Notes — SOMO compliance

–  Section B (SOMO title) and Section C (Path 1 or Path 2) are both mandatory.

–  Ametheus verifies contract numbers only through somooil.gov.iq channels it originates.

–  No upfront fees of any kind.

–  Destination on the B/L must match the SOMO contract restriction.

–  LC in favour of the Central Bank of Iraq (or the beneficiary named in the SOMO contract) is the standard security before load.

–  Information is treated as confidential.

Declaration

I/We confirm that the information and attached documents are true, accurate and current, and that the seller is not presenting non-SOMO or KRG barrels as official Basrah Medium. False or misleading information ends discussions immediately.

Name: ________________________________    Designation / stamp: ________________________________

Signature / Date: ________________________________

Submission

Return as a single PDF package to [email protected]

Subject: BMCO Seller DD – [Company Name] – [Date]